CFTC主席Reuben Jeffery 10月16日在中国的致词
Remarks of CFTC Chairman Reuben Jeffery
JEC Plenary Session
October 16, 2005
摘选
以下是致词的最后部分,敝人认为它对中国的汇民至关重要,特抄送:
大意是:中美两国的监管机构将合作对抗欺诈和市场中的不正当行径。2002年CFTC与政监会签署备忘录。此行希望能与银监会为今后的合作打下基础,合作包括调查机制的建立和执行。另外,还将阐明中国的两个机构对重要信息的备案,包括银行和交易记录这些工作所能行使的法律权力。
Regulatory Cooperation and Information Sharing
Importantly, regulators must also be able to cooperate to combat fraud and market abuse. I am happy to say that in 2002, the Commodity Futures Trading Commission and the China Securities Regulatory Commission entered into a Memorandum of Understanding to establish a mutually acceptable basis for cooperation, consultation and the provision of technical assistance.
We are hopeful that in this visit to China, we can lay the groundwork for a more comprehensive MOU to facilitate investigatory assistance and effective enforcement. Further, we would like to clarify the legal authority of the Chinese Securities Regulatory Commission and the Chinese Banking Regulatory Commission to compel the production of critical records, including bank and trading records.
发表于:2005-10-20 03:23只看该作者
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支持!